Privacy Policy

Policy on Protection of Consumer Information and Records: College Rocket is a member broker/dealer of FINRA and is required to meet the requirements of the SEC Regulation S-P, Privacy of Consumer Financial Information (Privacy Act). In part, the Privacy Act requires that each broker/dealer adopt policies and procedures that address the protection of customer information and records. In order to comply with SEC Regulation S-P, College Rocket is providing you with this statement regarding its policies on the handling of confidential consumer information. This makes up College Rocket's Policy on Protection of Consumer Information and Records. College Rocket receives confidential information in the course of its business including subscription documents and questionnaires that have been filled out by its investors. These may contain social security numbers, home addresses, annual income, net worth, education background, Employer Identification Numbers and other related data that is essential for College Rocket to have in determining the suitability of the investors. It is the policy of College Rocket to keep all such records in utmost confidence. It is also College Rocket's policy not to release such information to any third party. College Rocket has no affiliates who would need or want such information. College Rocket's employees are initially and continually alerted to the fact that College Rocket obtains confidential information about its investors which must be held in the strictest confidence. College Rocket does not disclose any non-public personal information about its investors to anyone, except as permitted by law. College Rocket restricts access to anyone's personal information to those College Rocket employees who need to know that information to provide products or services to its customers. College Rocket maintains physical, electronic, and procedural safeguards to guard customers' non-public personal information. These safeguards include keeping all confidential information within the premises that are locked or manned at all times, maintaining a strict confidentiality policy, and discussing College Rocket confidentiality policies at its company meetings, such as the annual compliance meeting. Please do not hesitate to contact College Rocket if you have any questions regarding the protection of your confidential information.